
Having a reliable trucking compliance company on your side can make all the difference in maintaining a safer and more efficient fleet. Many trucking companies struggle with compliance, resulting in costly fines and reputational damage.
Compliance companies like Samba Safety and DAT Solutions offer a range of services to help fleets stay on track. These services can include ELD and hours-of-service tracking, driver qualification files, and CSA scores.
By outsourcing compliance tasks, fleets can free up resources to focus on what they do best – transporting goods safely and efficiently. This can lead to improved customer satisfaction and increased revenue.
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Trucking Compliance
Trucking Compliance is a must for any company operating in the transportation industry. Being DOT Compliant helps maintain safety for all road users.
DOT Compliance is not just about avoiding fines, but also about saving your company money that would be used in paying those fines or lost if your operations had to be suspended for non-compliance.
US Compliance Services offers a transparent and reliable assistance program that helps trucking companies stay in Federal Motor Carrier Safety Administration (FMCSA) compliance. They provide a custom solution that bundles services to ensure you're always up-to-date with your registration.
Here are some key benefits of choosing US Compliance Services:
- Transparency: You'll always know exactly what you need to be in FMCSA compliance.
- Better knowledge of DOT and FMCSA standards.
- Custom solution for bundling services.
Why Must Our Company Be Compliant?
Being DOT compliant is crucial for maintaining safety on the roads. This is the primary goal of DOT Compliance.
Safety is a top priority for all road users, and non-compliance can put lives at risk. By following the Federal Motor Carrier Safety Regulations (FMCSA) requirements, your company can help ensure a safe driving environment.
Not being compliant can also have serious financial consequences. You could end up paying fines or even losing money if your operations are suspended due to non-compliance.
Here are some key benefits of being DOT compliant:
- Prevents fines and financial losses
- Prevents suspension of operations due to non-compliance
Service Hours Management
Managing service hours is a crucial aspect of trucking compliance. It involves collecting and aggregating hours-of-service data from ELDs, onboard technology, paper logs, and time sheets.

Expert guidance is provided by interpreting this data to ensure compliance with regulations.
Accurate record-keeping is essential to avoid fines and penalties for non-compliance.
Collecting and aggregating hours-of-service data from various sources helps to identify potential issues and provide a clear picture of driver hours.
This data is then used to provide expert compliance guidance and ensure that drivers are meeting all regulatory requirements.
Regulations and Laws
Regulations and Laws are crucial for trucking companies to navigate. The International Registration Plan (IRP) requires licensees to preserve records for the current application year and the three preceding mileage years.
A key aspect of regulations is Hours of Service (HOS) compliance. Drivers can't work more than 11 consecutive hours, and a meal break is required after the 8th hour of driving. A full driving shift can last more than 14 hours, but a truck driver must be off duty for 10 hours before beginning a shift.
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To ensure HOS compliance, carriers must manage this safety aspect with extreme care through post-trip inspections and other measures. Fortunately, some companies offer ELD systems to log and report HOS with ease.
Vehicles under 26,000 pounds may choose to apportion under the IRP, but are not required to do so. If they choose not to apportion, they are subject to individual jurisdiction registration laws. Some states require trip permits before operating intrastate, while others require permits for both interstate and intrastate travel.
All interstate truck and bus drivers must have a valid commercial driver's license (CDL), which requires passing both written and skills tests. The written test covers information from the Federal Motor Carrier Safety Regulations (FMCSRs) handbook, and the skills test measures the driver's ability to safely operate a commercial truck.
Drivers who transport passengers are subject to stricter rules, and managers must keep a careful eye on those who drive for them to avoid serious injury to passengers.
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HOS Regulations
HOS Regulations are in place to ensure public safety. These regulations are mandated by the federal agency and are crucial for commercial vehicle operators.
A driver can't work more than 11 consecutive hours, which is a key aspect of HOS compliance. This is to prevent driver fatigue and reduce the risk of accidents on the road.
A meal break is required after the 8th hour of driving, giving drivers a much-needed break to rest and recharge. This is a vital safety component that helps prevent driver fatigue.
A full driving shift can last more than 14 hours, but drivers must be off duty for at least 10 hours before beginning a shift. This allows drivers to get adequate rest and reduces the risk of accidents caused by driver fatigue.
A truck driver who uses a sleeper berth must spend 7 hours in the berth, which is a key aspect of HOS compliance. This helps ensure that drivers get the rest they need to stay safe on the road.
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Here are the key HOS regulations in a nutshell:
- A driver can’t work more than 11 consecutive hours.
- A meal break is required after the 8th hour of driving.
- A full driving shift can last more than 14 hours.
- A truck driver must be off duty for 10 hours before beginning a shift
- A truck driver who uses a sleeper berth must spend 7 hours in the berth
Vehicle Tax & Licensing
Vehicle Tax & Licensing is a crucial aspect of running a motor carrier business. The International Registration Plan (IRP) requires licensees to preserve records for the current application year and the three preceding mileage years.
You'll need to carefully navigate the regulations to avoid any issues. Interstate vehicles 26,000 pounds or less may apportion under the IRP if they wish, but are not required to do so.
To stay compliant, it's essential to understand the requirements for non-apportioned vehicles. Some states allow these vehicles to travel interstate in their jurisdictions, but require a trip permit before operating intrastate.
Make sure to consult the states of travel to determine what permits may be needed. A process agent receives legal service of documents in any proceeding brought against a motor carrier, broker, or freight forwarder.
You'll need to file a Form BOC-3 listing the name and address of an agent for each state in which you'll operate. This is a requirement for every motor carrier, broker, or forwarder registered with the Federal Motor Carrier Safety Administration.
Keeping your company compliant with motor carrier tax and registration requirements is a complex task. Vehicle Tax & Licensing Service can help with vehicle permitting and licensing, and state IFTA and IRP reporting obligations.
Driver Qualification

A driver qualification file is a critical component of a trucking company's compliance program. It contains all the necessary records to prove a driver's qualifications and fitness to operate a commercial motor vehicle.
A driver's employment application is a key document in the qualification file. It must be retained along with a written record of each state agency contacted during the carrier's investigation of the driver.
A medical examiner's certificate is also required, but the long-form physical form cannot be kept in the DQ file or other personnel-type of file. It must be in a separate, confidential medical file that is secured with controlled access.
To stay DOT compliant, a trucking company must maintain superior safety practices and record keeping. Their program must include safety policies for all drivers, vehicles, hours of service, testing for abuse of substances, and hiring practices.
A commercial truck driver who is assigned to driving operations in interstate or intrastate routes must meet certain requirements before being assigned to a safety-sensitive function. These requirements include verifying the driver's commercial driver license validity, reviewing their driving record, and verifying their medical exam records.
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Here are the essential documents that must be included in a driver qualification file:
- Valid and up-to-date medical card
- Job application
- Verified past employment history for the past 3 years
- Pre-employment drug test results
Maintaining a good safety standing CSA score is crucial when identifying your company as a safety-compliant company. A high CSA score can lead to imposed audits, fines, higher insurance premiums, and a lack of trust by freight brokers and shippers.
Safety and Compliance
A new entrant trucking business must undergo a safety audit within the first 12 months of operation to ensure compliance with DOT regulations. This audit will cover various areas, including but not limited to, driver qualification files, vehicle inspection reports, and accident records.
Companies can rely on trucking compliance companies like CTC to stay informed and compliant with Federal Motor Carrier Safety Regulations (FMCSA) requirements. They can also provide a company checklist for regular internal audits to maintain compliance.
Did you know that over half of DOT applications are filled out incorrectly, leading to rejection and resulting in lost time and money? This is why it's crucial to have a professional handle the paperwork, such as US Compliance Services, to ensure accurate and timely submission of necessary forms.
Benefits of Safety

Having a US DOT safety compliance service can take care of the small details, allowing you to focus on the big picture.
Trucking companies that follow regulations accurately can avoid costly fines and penalties.
A US DOT safety compliance service ensures all necessary forms are filled out correctly the first time, saving time and reducing errors.
By outsourcing your safety compliance, you can keep your trucks moving and on schedule year over year.
Accurate and timely submission of DOT materials is crucial for maintaining compliance and avoiding disruptions to your business.
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Drugs/Alcohol
Employers are allowed to conduct pre-employment tests for alcohol, but they're not required to. If they do, they must comply with 49 CFR §382.301(d).
If you hold a commercial driver's license and are convicted of being under the influence of alcohol while operating a vehicle, you may be disqualified from operating a CMV.
A conviction in a non-CMV is not a DOT alcohol violation under Parts 40 and 382. This means you won't need a Substance Abuse Professional (SAP) evaluation and treatment.

If you don't have a CDL and are convicted of drunken driving in a personal vehicle, you won't be disqualified from operating a CMV. However, if your license is suspended or revoked, you can't drive until it's reinstated.
Carriers must receive negative test results from pre-employment tests before allowing drivers to drive. Waiting for results has led to fines for many companies.
Drivers who take random or post-accident drug tests can continue driving while test results are being processed. They'll only be removed from safety-sensitive functions if a confirmed positive result is received.
Records related to a company's DOT drug and alcohol testing program must be kept in a secure location with controlled access, according to 49 CFR §382.401(a).
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Compliance Assistance
A well-informed company is a compliant company. CTC helps keep your company informed, updated, and compliant on Federal Motor Carrier Safety Regulations (FMCSA) requirements.
Over half of DOT applications are filled out incorrectly, leading to rejected applications and lost business. US Compliance Services offers products like DOT decals, magnets, and log books to ensure each truck follows regulations.

US Compliance Services can assist with various tasks, including DOT Registration, Driver Qualification Files, and Filing Motor Carrier (Operating Authority). They also offer support for audits, physicals, and drug and alcohol testing enrollment.
Regular safety audits are essential to remain up-to-date with changing DOT safety standards. Commercial Truck Consulting conducts regular audits, inspections, reviews, and training to ensure compliance.
A comprehensive plan and regular audits can take the headache and high cost out of compliance and safety requirements. Commercial Truck Consulting provides peace of mind and preparedness for the trucking industry.
The United States Department of Transportation has a checklist for trucking companies to comply with, including obligations like completing inspections and physical examinations, and recording hours of service.
Here are some of the services offered by Commercial Truck Consulting:
- Cannabis Transport and Required Permits
- California BIT program
- Pre-BIT/DOT inspection consultations
- Bus regulations & inspections
- Comprehensive safety analysis (CSA)
- DOT new entrants
- DOT safety & truck regulations
- DOT truck inspections
- DOT annual inspection training
- Hazardous materials (TDG, PHMSA)
- California CARB regulations
- California Employer Pull Notice program
- Drug & alcohol programs
- Traffic accident investigation
- Federal regulations (USDOT)
- Federal & California loading regulations
- Safety training
- Maintenance & driver logs
- Truck safety consultations & regulations
Compliance Management
Compliance management is a crucial aspect of running a trucking company. It's essential to stay informed and updated on Federal Motor Carrier Safety Regulations (FMCSA) requirements.

We can help you create a company checklist for regular internal audits to ensure compliance. This will help you identify and address any potential issues before they become major problems.
Regular audits can be a daunting task, but with the right tools and support, it's manageable. We can also provide expert guidance on interpreting hours-of-service data to ensure you're meeting FMCSA standards.
Our Hours of Service Management service collects and aggregates data from ELDs, onboard technology, paper logs, and time sheets. This data is then used to provide expert compliance guidance.
Staying on top of driver qualification file management is also vital. Our Driver Qualification File Management Service ensures your DOT driver documents are compliant with regulations and includes options for handling driver background checks.
A well-managed DOT drug and alcohol testing program is also essential. Our DOT Drug & Alcohol Testing Program Management Service manages your complete testing program, including policy review, testing site setup, and compliance with the FMCSA Drug & Alcohol Clearinghouse Rule.
Accidents and Maintenance

Regular vehicle inspections are crucial to preventing accidents and ensuring compliance with regulations. These inspections should be performed at least daily and include checks on tire pressure, brake function, and fluid levels.
A study found that 22% of accidents are caused by tire-related issues, making regular tire checks a top priority. This includes checking for proper inflation, wear, and damage.
Maintenance records must be kept for a minimum of 12 months and made available to inspectors upon request.
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Fleet Accident Registry & Post-Accident Testing
If a driver is involved in an accident while operating a commercial motor vehicle, the company must enter the occurrence within its Fleet Accident Registry, not just simply rely on accident reports from the police.
The company must also consider conducting post-accident testing, which requires a drug and alcohol test even without reasonable suspicion of being under the influence.
Following an accident, a driver has up to 8 hours for the breath-alcohol test and up to 32 hours to complete the drug test, as specified by the DOT criteria for Post Accident Testing.
Fleet Maintenance and Repairs
Fleet Maintenance and Repairs is a critical aspect of accident prevention. Regular inspections and safety audits are essential to ensure your vehicles are in top condition.
Each vehicle under your operation must have a preventive maintenance written program. This program helps you stay on top of maintenance and repairs.
DOT rules require regular safety audits to ensure compliance. These audits help identify potential issues before they become major problems.
You must maintain accurate records of maintenance and repairs for each vehicle. This includes keeping track of inspections, repairs, and any issues that arise.
By following these guidelines, you can help prevent accidents caused by vehicle maintenance issues.
Definitions and Requirements
A commercial motor vehicle (CMV) is a vehicle used in interstate commerce with a gross vehicle weight rating or combination weight rating of 10,001 pounds or more.
The Federal Motor Carrier Safety Regulations define a CMV in two ways, depending on the regulations being referenced.

To be considered a CMV under the general definition, a vehicle must have a gross vehicle weight rating or combination weight rating of 10,001 pounds or more, or be designed to transport more than 8 passengers for compensation.
In contrast, the definition used in Parts 382 and 383 refers to vehicles used in interstate or intrastate commerce with a gross combination weight rating of 26,001 pounds or more, including a towed unit with a gross vehicle weight rating of more than 10,000 pounds.
Private carriage exists when property is transported by a person engaged in a business other than transportation, and the transportation furthers a primary business of the person.
Interstate commerce is the movement of a shipment or service across state or international borders, or the intent to continue a movement within a state that originated from another state or country.
Here's a quick reference guide to the different types of commerce:
The Federal Bridge Formula limits the weight on groups of axles to reduce the risk of damage to highways and bridges, with allowable weight depending on the number of axles and distance between them.
For your interest: Legal Weight for Tractor Trailer
What Does FMCSA Enforce?

The FMCSA takes many measures to ensure companies are DOT compliant, including performing over the road safety inspections of drivers and/or equipment through state agencies and law enforcement.
These inspections monitor the safety performance of each carrier, which can lead to monetary penalties if found non-compliant.
Motor carriers can be identified as potential high risk to the general public based on safety performance history and then audited by the agency.
Trucking companies must be familiarized with regulations governing both drivers and the company itself, as both parties must comply with different mandates and regulations to be DOT compliant.
New Entrant and Review
As a new trucking business, you'll need to undergo a safety audit within the first 12 months of operation. This audit ensures you're following all DOT compliance regulations.
A safety audit is a thorough examination of your business to verify compliance with regulations. You'll be checked on areas such as vehicle maintenance, driver qualifications, and hours of service.
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If you've had a major accident or your safety rating has changed, you may be subject to a DOT Compliance Review Audit. This can also happen if someone has complained about your company for violating safety regulations or if one of your trucks failed a roadside safety inspection.
You could face financial penalties, including monetary fines and suspension of operations, if your carrier is found non-compliant during a review.
New Entrant Safety Audit
A new entrant safety audit is a must for any newly established trucking business. It must be completed within the first 12 months of operation.
The auditor will review your company's compliance with DOT regulations in several key areas. This includes ensuring you're following all necessary guidelines.
You'll want to make sure you're prepared for the audit by having all necessary documentation and records in order. This will make the process smoother and less stressful.
Over half of DOT applications are filled out incorrectly, which can lead to costly delays and re-filing. This is a common mistake that can be avoided with proper guidance and support.
What Is a Review?

A review is essentially an audit of your trucking operations, where a state or federal investigator checks to see if you're following mandated regulations and taking safety seriously.
They'll look at your operations center to see if you're compliant with safety rules. If you've had a major accident or your safety rating has changed recently, you may be subject to a review.
Your company could be reviewed if someone has complained about you regarding safety regulation violations, or if a truck in your fleet has failed a roadside safety inspection.
A negative outcome of a review can lead to financial penalties, including monetary fines and suspension of operations.
Frequently Asked Questions
How much does a DOT compliance service cost?
DOT compliance services typically cost between $20,000 to $60,000 per year. Learn more about our pricing and packages to find the best fit for your business
Why do I keep getting letters from the dot compliance group?
Be cautious of letters from 'DOT Compliance Group' or 'DOT Service', as they are a known phishing scam targeting carriers with fake threats of penalties and USDOT number loss
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