Safety Compliance for Trucking Companies: Requirements and Best Practices

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Safety compliance is a top priority for trucking companies, and it's not just about avoiding fines. Federal regulations dictate that all commercial vehicles must be inspected annually, and the Federal Motor Carrier Safety Administration (FMCSA) requires a record of these inspections to be kept for three years.

To ensure compliance, trucking companies must also maintain accurate records of driver hours of service, vehicle maintenance, and cargo securement. This includes keeping a Driver Vehicle Inspection Report (DVIR) for every trip.

A unique perspective: Trucking Industry News Canada

Compliance Requirements

To ensure your trucking company is compliant with safety regulations, you need to understand the compliance requirements. The FMCSA ensures a company's compliance through a series of audits, especially during the new entrant phase.

You must consistently reapply for and update your licenses, insurance policies, and other pertinent documentation to comply with the FMCSA's regulations. Your company's reputation, permits, and legality depend on strict, continuous adherence.

To stay up to date with changing regulations, you can pick up an FMCSRs book or log on to the FMCSA website to familiarize yourself with the regulations. Foley's compliance experts can also walk you through your company's specific requirements based on the vehicles you drive, where you travel, and the freight you haul.

Logs/Dvir

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Credit: pexels.com, A man inspecting cargo on a red truck under sunny outdoors, exemplifying logistics

Property-carrying drivers must take a 30-minute off-duty break after eight hours of driving, unless they qualify for exceptions such as short-haul drivers or live stock hauls.

This break requirement is part of the hours of service regulations, which apply to any driver operating a commercial motor vehicle in interstate commerce. A commercial motor vehicle is defined as a vehicle that weighs over 10,001 pounds or has a trailer with a gross trailer weight rating of over 10,001 pounds.

Drivers who operate within a 100 air-mile radius or meet the non-CDL short-haul exemption criteria may log their time in lieu of a traditional log.

To log a meal break or other non-work related stop, a driver must be relieved of all responsibility and free to pursue activities of their choosing.

Hours spent doing any compensated work for a non-motor carrier must be counted as on-duty time.

Here's a breakdown of the hours of service regulations:

A driver can be on duty continuously for 24 hours or any number of hours in a row, but must have 8/10 consecutive hours off-duty before driving again.

Requirements for Trucking Companies

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To ensure your trucking company is compliant with regulations, you'll need to register with the FMCSA and obtain a motor carrier number. This is a requirement for any company that transports goods across state lines.

The FMCSA ensures compliance through audits, which typically occur during the new entrant phase. New entrants are new trucking companies that must prove their willingness to follow regulations throughout their first years.

You'll also need to ensure your drivers are qualified and follow the hours of service regulations. This includes taking a minimum 30-minute off-duty break after eight hours of driving, unless you're a short-haul driver or transporting live stock.

Here are some key requirements for trucking companies to keep in mind:

  • SCAC Code: Your company must have a SCAC code, which is a unique identifier assigned by the National Motor Freight Traffic Association.
  • Log Keeping: You must keep accurate logs of your drivers' hours of service, including breaks and time spent driving.
  • Vehicle Inspections: You must perform regular vehicle inspections and maintain records of these inspections.
  • Safety Regulations: You must comply with safety regulations, including those related to hazardous materials and driver qualifications.

By following these requirements, you can help ensure your trucking company is compliant with regulations and reduce the risk of fines and penalties.

Organize with Software

You should create a digital filing system specifically designed for keeping records, at a minimum, including Driver Qualification Files, Driver Logs/Time Records, Vehicle Maintenance Records, Drug & Alcohol Testing Documents, Roadside Inspection Reports, and Accident Reports.

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Using DOT compliance software that tracks your regulatory documents for you can save you a lot of money, time, and stress compared to trying to iron out a problematic audit with the FMCSA.

A digital filing system can help you stay organized and on top of your paperwork, making it easier to meet the FMCSRs.

Here are the essential records you should keep track of:

  • Driver Qualification Files
  • Driver Logs/Time Records
  • Vehicle Maintenance Records
  • Drug & Alcohol Testing Documents
  • Roadside Inspection Reports
  • Accident Reports

Consider outsourcing the work to a company that specializes in DOT record-keeping requirements if you struggle to keep up with paperwork or manage your digital files.

Regulatory Knowledge

To stay compliant, you need to learn the federal regulations that apply to you. Pick up an FMCSRs book or log on to the FMCSA website to familiarize yourself with the regulations.

The FMCSA website is a great resource to start with, but you may also need to consult with compliance experts who can walk you through your company's specific requirements.

Risk Management

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To manage your risk, it's essential to track your FMCSA audit risk. You can do this with a program like Foley's Audit Risk Monitor (ARM), which updates you on a monthly basis.

Having a good understanding of regulations can make a big difference. Implementing effective DOT compliance software, like Dash, can help you avoid FMCSA interventions and reduce your risk of a DOT audit.

Tracking FMCSA Audit Risk

You can track your FMCSA audit risk with tools like Foley's Audit Risk Monitor (ARM) program, which updates you monthly on potential problem areas with your safety or compliance.

An adequate understanding of the regulations and implementing effective DOT compliance software can go a long way in avoiding FMCSA interventions and reducing your risk of a DOT audit.

The FMCSA tends to monitor companies that did not pass their New Entrant Safety Audit, making it a key factor in determining your audit risk.

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Having a good grasp of the regulations can help you pinpoint problem areas and fix them before an auditor contacts you, giving you peace of mind to operate your business safely and compliantly.

You can schedule a free demo of a DOT compliance software like Dash to get the tools and support you need to manage your audit risk.

Secure Cargo

Secure cargo is a crucial aspect of risk management in transportation. It's essential to keep the roads safe from unpredictable shipment spills and protect the costly cargo inside the truck.

Insecure tailgates and tie-downs can damage your relationship with shippers and manufacturers. This can lead to lost business and a negative reputation.

Cargo securement involves several key elements, including spare tires, break wedges, and removing obstructions from pertinent viewpoints.

Here are some specific elements to check during a DVIR (Daily Vehicle Inspection Report) to ensure compliance with cargo securement regulations:

  • Spare tires
  • Break wedges
  • Removing obstructions from pertinent viewpoints

Physicals

Physicals are a crucial part of risk management for commercial drivers. DOT physicals must be renewed every 24 months.

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Federal law 49 CFR Part 391 requires commercial drivers to undergo a DOT physical examination by a licensed medical professional before driving a specific class of vehicles.

A DOT physical examination is mandatory for commercial drivers, and it's essential to stay on top of these regular check-ups to ensure road safety.

Accidents and Inspections

Accidents can put your company on the FMCSA's radar, even if it's just one incident. It's crucial to set up a file with accident-related documents and maintain them for at least 3 years after the crash.

If you're pulled into a roadside DOT inspection, the goal is to avoid being cited for any violations, including driver and vehicle violations. This is because even a non-out-of-service violation can be used against your company.

Avoiding citations during roadside inspections is key, as it can prevent additional inspections or audits from the FMCSA.

Accidents

Accidents can be a major setback for trucking companies, and even one accident can put you on the FMCSA's radar. If an accident does occur, it's crucial to set up a file specifically containing documents related to the accident.

Maintaining this documentation is essential, and it's recommended to keep it for at least three years after the crash.

Roadside Inspections

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Roadside inspections can have a significant impact on your safety rating, and it's crucial to avoid being cited for any violations.

If you or another company driver is pulled into a DOT inspection, the goal is to avoid being cited for any violations, including both driver and vehicle violations.

A single logged violation, even if it's not an out-of-service violation, can be used against your company and possibly alert the FMCSA to pay more attention to you in the form of additional roadside inspections or DOT audits.

You want to make sure you're prepared for a roadside inspection, so you can pass with flying colors.

Failure of a New Entrant Audit

Starting a new business in the transportation industry can be a daunting task, especially if you're not familiar with the regulations. The FMCSA tends to monitor companies that did not pass their New Entrant Safety Audit.

It's never a good thing to start on the wrong foot, and failing a New Entrant Safety Audit can set you back. The FMCSA tends to monitor companies that did not pass their New Entrant Safety Audit.

This can lead to extra scrutiny and potential fines, which can be a heavy burden for a new business.

The FMCSA tends to monitor companies that did not pass their New Entrant Safety Audit.

Explore Training Resources

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As a trucking company, you know that safety compliance is crucial to your success. To get started, you'll want to explore training resources that can help you understand your federal requirements.

You can find an extensive amount of free educational content in Foley's resource library, including on-demand webinars, downloadable guides, and interactive quizzes.

To stay compliant, supervisors who oversee CDL drivers must attend a minimum of two hours of training under federal law 49CFR Part 382.603.

This training covers physical, mental, verbal, and performance measures, as well as 60 minutes on alcohol abuse and 60 minutes on substance abuse.

Here are some key areas to focus on:

  • On-demand webinars
  • Downloadable guides
  • Interactive quizzes

Insurance and Protection

As a trucking company, having the right insurance coverage is crucial to protect your business from unforeseen events. According to the article, the Federal Motor Carrier Safety Administration (FMCSA) requires trucking companies to have a minimum level of liability insurance coverage.

This minimum level of coverage is $750,000 for property damage and $5,000 for cargo damage. Insurance not only protects your business but also your drivers, who may be liable in case of an accident.

Regular inspections and maintenance of vehicles can also help prevent accidents, but accidents can still happen. In such cases, having adequate insurance coverage can help mitigate the financial impact on your business.

How Strong Tie Insurance Can Help

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Strong Tie Insurance has been helping commercial transporting companies with their commercial insurance and trucks or truck insurance claims for 20 years.

We specialize in offering affordable, personalized, and comprehensive commercial truck insurance coverage options.

Our team of experts is here to make your job easier and less complicated, so you can concentrate on more critical aspects of your commercial trucking operation.

If you need help understanding DOT and FMCSA safety and compliance regulations, don't hesitate to contact our team.

We can help you navigate your insurance policies to make sure you select the coverage options that are the most suitable for your commercial trucking business.

FMCA Filing Protection

FMCA Filing Protection helps trucking companies stay on top of DOT requirements, which can be overwhelming. FMCA Filings streamlines the process of filing for permits, maintaining records, and handling DOT vehicle inspections.

You can file annual permits through FMCA Filings' online portal, making it easier to stay compliant. Our DOT portal simplifies the process, saving you time and reducing stress.

FMCA Filings offers online support through its chat feature, so you can get help when you need it. This is especially helpful when dealing with complex regulations.

By using FMCA Filings, you can protect your company's compliance and avoid costly fines.

Company Operations

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Company operations play a crucial role in ensuring safety compliance for trucking companies. The Federal Motor Carrier Safety Administration (FMCSA) requires trucking companies to maintain accurate records of driver hours, vehicle maintenance, and safety inspections.

A well-organized company operations system helps trucking companies stay on top of these requirements. For instance, a company that uses a centralized system to track driver hours can ensure that drivers are not exceeding the maximum allowed hours of service.

Regular safety inspections are also essential to maintaining a safe fleet. According to the article, a thorough inspection should include checks on tires, brakes, and lights to ensure they are in good working condition.

Registration

Registration is a crucial aspect of company operations, especially for commercial transporting businesses. You'll need to obtain a DOT registration or motor carrier number to transport goods.

The International Registration Plan (IRP) requires you to preserve records used for apportioned registration applications for five years. This includes the current application year and the three preceding mileage years.

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You'll also need to file quarterly tax returns under the International Fuel Tax Agreement (IFTA), and retain those records for four years from the return due date.

Some states allow vehicles under 26,000 pounds to apportion under IRP, but it's not required. You should consult the states you'll be traveling through to determine what permits are needed.

To stay compliant, it's essential to accurately represent your company on your DOT registration application form. Failing to do so might result in the rejection of your application.

Here's a quick rundown of the necessary registrations:

  • DOT Registration
  • Unified Carrier Registration (UCR)
  • International Registration Plan (IRP)
  • International Fuel Tax Agreement (IFTA)

Remember, failing to comply with UCR can result in fines and penalties, so make sure to register and pay the annual tax law.

Vehicle Maintenance

Vehicle maintenance is crucial for ensuring the safety and reliability of your fleet. The DOT mandates Driver Vehicle Inspection Reports before and after each journey.

These reports allow drivers to report mechanical and safety concerns to their companies. Companies can track maintenance needs and required repairs to keep their fleet in safe working condition.

Regular maintenance can help prevent costly breakdowns and reduce downtime. By staying on top of maintenance, you can also reduce the risk of accidents caused by faulty vehicles.

Companies can use DVIRs to identify patterns and trends in maintenance needs, allowing them to make informed decisions about fleet maintenance.

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Trucking is Important

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Trucking is a vital part of America's highway system, with the DOT and FMCSA overseeing the industry to ensure safety and compliance.

The DOT and FMCSA created a set of compliance and safety standards to keep drivers and carriers on the same page, which may seem like a hassle but is actually designed to help commercial trucking companies run safely.

Failure to comply with these standards can cost a company more than just a fine, it can potentially cost drivers, clients, vehicles, or even the entire company.

The DOT and FMCSA safety and compliance requirements are in place to protect everyone on the road, including drivers, passengers, and pedestrians.

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Driver Files and Regulations

Maintaining accurate and up-to-date driver files is crucial for safety compliance. Each driver under your employ should have a file containing the following details: driver qualifications, safety records, substance test results and related records, and other pertinent driver information from the past three years. This information is necessary for a DOT officer to assess each driver's history and capabilities.

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To ensure compliance, it's essential to familiarize yourself with the federal regulations that apply to your company. Pick up an FMCSRs book or log on to the FMCSA website to get started.

A well-organized driver file should include safety records, which are critical for identifying any potential safety risks. These records should be maintained for each driver.

Driver qualification files should be kept for at least three years, as required by regulations. This ensures that you can provide accurate information to a DOT officer if needed.

Here's a breakdown of the essential information that should be included in each driver's file:

  • Driver qualifications
  • Safety records
  • Substance test results and related records
  • Other pertinent driver information from the past three years

By maintaining accurate and complete driver files, you'll be better equipped to ensure safety compliance and avoid any potential issues with DOT regulations.

Consequences and Permits

Consequences of failing to update permits can be severe. Failing to update your trucking company's permits could stall your operating authority, affecting your ability to do business.

DOT officers regularly check for updated permits during audits. They're looking for current company information, so it's essential to stay on top of updates.

Here are the permits you should update regularly:

  • Motor carrier number
  • USDOT number
  • Authority numbers
  • UCRs
  • Carrier codes
  • CDLs

Failure to update these permits can lead to serious consequences.

Consequences for Non

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Consequences for Noncompliance can be severe and far-reaching. If you fail to comply with regulations, you could face a corrective action plan that helps you improve your compliance.

A DOT officer may recommend this plan if they find that your company is not meeting the requirements. This plan will focus on the areas of concern and provide a roadmap for improvement.

Subsequent instances of noncompliance can lead to more serious consequences. These may include revocation of permits and licensing.

Expensive fines can also be a result of noncompliance. These fines can cost thousands of dollars per day until your company successfully complies.

A damaged reputation can lead to lost business and growth opportunities. This can be a major setback for any company.

Legal repercussions, including jail time, are also possible if you fail to comply with regulations. This is a serious consequence that should not be taken lightly.

Here are some potential consequences of noncompliance:

  • Revocation of permits and licensing
  • Expensive fines that may cost thousands of dollars per day
  • Damaged reputation resulting in lost business and growth opportunities
  • Legal repercussions, including jail time
  • Inability to attract and retain reputable, reliant talent

Updated Permits & Certifications

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Regularly updating your trucking company's permits is crucial to avoid any issues with operating authority. You have various permits to keep track of, including your Motor carrier number and USDOT number.

These numbers are essential for your business to operate smoothly. DOT officers often check for them during audits, so it's essential to keep them up to date.

Here are some permits you should update regularly:

  • Motor carrier number
  • USDOT number
  • Authority numbers
  • UCRs
  • Carrier codes
  • CDLs

Failing to update these documents can lead to stalled operating authority, affecting your ability to do business.

Frequently Asked Questions

Is safety compliance for all companies required by the law?

Yes, all companies are required by law to comply with safety regulations. This includes adhering to OSHA standards and the General Duty Clause to maintain a safe workplace.

Jessie Smith

Senior Writer

Jessie Smith is a versatile writer with a passion for crafting informative and engaging content. With a keen interest in travel and aviation, Jessie has established herself as a go-to expert on air travel procedures, providing readers with valuable insights and practical advice. Her articles are a testament to her dedication to helping others navigate the complexities of air travel, making her a trusted voice in the industry.

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